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The views and opinions expressed herein represent the views and opinions of Rockefeller Capital Management as of the date of the interview and may differ from or conflict with those of other divisions within Rockefeller Capital Management. The information provided may have been obtained from or are based on third-party sources believed by Rockefeller Capital Management to be reliable, but Rockefeller Capital Management makes no representation as to their accuracy or completeness. Actual events or results may differ materially from those reflected or contemplated herein.

This information provided for illustrative and educational purposes only. It should not be construed as an investment recommendation, investment advice, an offer of Rockefeller investment advisory or brokerage services, or a projection or illustration of the performance of any particular investment or strategy offered by Rockefeller. The information herein does not constitute an offer to sell or a solicitation of an offer to buy interests in any Rockefeller Capital Management investment vehicle or product or service. Although the information provided is carefully reviewed, Rockefeller Capital Management is not responsible for any direct or incidental loss resulting from applying any of the information provided.

Forward-looking statements, including those presented herein, are inherently uncertain, as future events may differ materially from those reflected, and past performance is not a guarantee of future performance. No investment strategy can guarantee a profit or protection against losses. Investment decisions should be based on an individual’s investment objectives, risk tolerance, liquidity needs and financial situation. Investing involves risk, including risk of loss.

Alternative investments, such as hedge funds and private equity/venture capital funds, are speculative and involve a high degree of risk. There is no secondary market for alternative investments and there may be significant restrictions or limitations on withdrawing from or transferring these types of investments. Private equity funds generally require an investor to make and fund a commitment over several years. Alternative investments generally have high fees (including both management and performance-based fees) and expenses that offset returns. Alternative investments are generally subject to less regulation than publicly traded investments. Alternative Investments typically have higher fees than traditional investments. Investors should carefully review and consider potential risks before investing. Certain of these risks may include but are not limited to:

-Loss of all or a substantial portion of the investment due to leveraging, short-selling, or other speculative practices;
-Lack of liquidity in that there may be no secondary market for a fund;
-Volatility of returns;
-Restrictions on transferring interests in a fund
-Potential lack of diversification and resulting higher risk due to concentration of trading authority when a single advisor is utilized;
-Absence of information regarding valuations and pricing;
-Complex tax structures and delays in tax reporting;
-Less regulation and higher fees than mutual funds; and
-Risks associated with the operations, personnel, and processes of the manager

In certain instances, Rockefeller Financial LLC acts as the placement agent for funds managed by the managers on the platform and receives compensation for providing placement agent services with respect to such funds.

Rockefeller Capital Management is the marketing name for Rockefeller Capital Management L.P. and its affiliates. Investment advisory, asset management and fiduciary activities are performed by the following affiliates of Rockefeller Capital Management: Rockefeller & Co. LLC, Rockefeller Trust Company, N.A. and The Rockefeller Trust Company (Delaware), as the case may be. Rockefeller Asset Management is a division of Rockefeller & Co. LLC.